UK CAA, FAA “Special Arrangement” Session Materials
On Aug. 5, the FAA and UK CAA released the presentation materials associated with the agencies’ public outreach session covering their “Special Arrangement for the Continuity of Aircraft Certification Projects.”
|To access PDF copies of the presentation files, click each of the images above.|
A recording of the session is available on the FAA’s YouTube channel:
To access ARSA’s information page on Brexit, click here.
Previous Brexit Updates...
February 22, 2021
On Jan. 29, EASA updated its Parts Documentation Table to add the United Kingdom to the list of covered regulatory systems. The table sets forth the required documentation for installing a component and approving it for release to service under EASA Part-145.
To determine the required documentation in a specific situation, use the far-left column based on the location of the EASA approved maintenance organization (AMO). The remaining columns apply to the various regulatory systems from which the parts are coming (e.g., Brazil, Canada, EU, UK, U.S. and third countries which are those without bilateral agreements with the EU), differentiated between new and used.
For example, an EASA approved AMO located in the EU may accept new parts coming from the UK regulatory system if accompanied by a UK CAA Form 1. If the part is used, an EASA Form 1 is still required. Although this may not appear to be a change as it relates to the installation of used parts by a UK AMO under the EASA system, it bears repeating that only UK-based AMOs that applied for and received an EASA Part -145 certificate (i.e., third country approval) continue to be eligible to issue an EASA Form 1 for used articles on and after Jan. 1, 2021.
The matrix is a very useful tool to determine the documents needed but it is for reference only and therefore does not override any contrary requirements contained in any regulation or bilateral agreement.
To download the matrix, click here.
January 11, 2021
To ensure aircraft registered in the United Kingdom can be approved for return to service by EASA-approved part 145 certificate holders, the U.K. CAA issued Decision No. 3. The decision follows the requirements of a 2013 EASA regulatory interpretation requiring the “foreign authority” affirmatively state that an EASA part 145 certificate holder release is acceptable.
The U.K. CAA requires:
(1) The EASA part 145 certificate be issued before December 31, 2020. After that date, for US located repair stations, the U.S.-U.K. BASA and Maintenance Agreement Guidance (MAG) applies to U.S. based repair stations.
(2) That particular language be used in the “maintenance release” document.
To access the complete U.K. CAA Decision No. 3 document, click here.
To review the EASA 2013 regulatory interpretation, click here.
Repair stations in the US need to familiarize themselves with the U.S.-U.K. MAG. To download a copy, click here.
December 7, 2020
The hotline – ARSA’s premier member newsletter – contains news, editorial content, analysis and resources for the aviation maintenance community. All members should ensure they receive their edition the first week of each month. Not getting yours? We can fix that.
This “hotline highlight” is presented along with the content related to Brexit (below) for easy reference and action. To review past “highlights,” visit arsa.org/hotline-highlight.
In this edition…
Despite progress on many fronts — notably the imminent approval and distribution of multiple COVID-19 vaccines — changing the calendar won’t magically wash away the challenges facing the world. For ARSA, turning the page to a new year is simply a matter of maintaining focus. From career development to government oversight, this edition of the hotline demonstrates the consistency of the association’s work.
From the “Legal Brief”…
Editor’s note: This material is provided as a service to association members for educational and informational purposes only. It does not constitute legal or professional advice and is not privileged or confidential.
Brexit Agreements Take Effect Jan. 1
By Christian A. Klein, Executive Vice President
The FAA and United Kingdom (UK) Civil Aviation Authority (CAA) are working to minimize regulatory disruptions on both sides of the pond in light of the UK’s departure from the European Union (EU) earlier this year. Although a transition period has been in effect since January 2020 pursuant to the Withdrawal Agreement, that will end at midnight on December 31, 2020 unless extended by the respective governments (which is possible but not likely). The two sides are continuing to negotiate the details of their bilateral relationship in 2021 and beyond with aviation being one of many industries being addressed in those high-level talks.
Therefore, effective Jan. 1, 2021, the legal basis for regulatory cooperation between the FAA and UK CAA will most likely change from the U.S.-EU bilateral aviation safety agreement (BASA) to the BASA inked between the United States and UK in 1995 and the Maintenance Implementation Procedures (MIP) between the FAA and UK CAA signed on Nov. 19.
U.S.-based repair stations certificated by EASA
The two agencies have agreed the FAA-EASA MAG provides an acceptable method of compliance for the FAA-UK CAA MIP for the next two years. Therefore, the UK CAA will not issue its own certificates to U.S.-located facilities at this time. When domestic repair stations approve work performed on an article (other than an aircraft) for return to service on Form 8130-3, the UK will accept FAA-EASA dual releases and EASA single releases (without any additional verbiage needed). However, if a U.S. repair station is working on a UK-registered aircraft, its maintenance release will have to cite UK CAA Part-145 rather than EASA Part-145 (even though those rules will be identical).
UK-based EASA Approved Maintenance Organizations certificated by the FAA
Regulators are working to minimize disruptions for the 167 FAA-certificated repair stations in the UK. For example, the FAA supplements and operations specifications (OpsSpecs) paragraph will need to be revised to remove references to EASA. Maintenance organizations will have 90 days to make those changes to their FAA Supplements and will receive notices from the FAA on exactly what is required. The OpsSpecs update will be accomplished as part of the certificate renewal process. After Dec. 31, 2020, FAA-certificated repair stations in the UK cannot use EASA Form 1 for the release to service but must use UK CAA Form 1 with the appropriate single/dual release indications and language. (Single releases on FAA Form 8130-3 will also be allowed.) However, the FAA will recognize EASA Form 1 with FAA releases issued by UK repair stations prior to Jan. 1, 2021.
New FAA-UK CAA Implementation Procedures for Airworthiness (IPA) governing, among other things, design, production and export activities, were signed Nov. 17 and will be unveiled shortly. We are told the IPA contains validation processes very similar to those in the current FAA-EASA Technical Implementation Procedures (TIP).
The IPA will provide a streamlined validation process for design changes by type certificate or supplemental type certificate holders and reciprocal acceptance of minor design changes, technical standard order (TSO) articles, parts manufacturer approval (PMA) articles and design data for repairs and alterations (except for alterations of critical components). Henceforth, applications for validation of UK products will be submitted to the FAA by the UK CAA rather than EASA. The FAA will work directly with UK CAA (instead of EASA) to audit the production oversight system.
NOTE: This article is based on information derived from various FAA and UK CAA presentation slides. As of Dec. 9, the official agreement documents have not been published for public consumption. Look for additional coverage and analysis when the documents are made public.
To review the presentation given by the FAA Aircraft Certification Service on Dec. 2, click here.
To review the presentation given by the UK CAA Design & Certification Team on Dec. 2, click here.
January 31, 2020
On Jan. 30, FAA Associate Administrator for Aviation Safety Ali Bahrami distributed a letter to the aviation community regarding the forthcoming departure of the United Kingdom from the European Union. Citing several years of effort between U.S. and British regulators, Bahrami affirmed that the political separation will have no immediate impact on transatlantic aviation business.
“[There] will be no change to the current procedures associated with the exchange of aviation goods and services between the United States and the UK,” Bahrami said. “The FAA, the UK Civil Aviation Authority…and the European Union Aviation Safety Agency…will continue to use the procedures established in the U.S.-EU Safety Agreement and EASA will continue to represent the UK CAA as its technical agent.”
Bahrami noted that more work must be done as the UK and EU negotiate their long-term relationship. This effort, including refining the U.S.-UK regulatory relationship, will continue up to and through the Dec. 31 end of the “Brexit” transition period.
To read Bahrami’s letter, click here.
March 26, 2019
UPDATE: On March 26, Transport Canada and the Civil Aviation Authority of the United Kingdom signed the English version of the “Hard-Brexit Scenario” for the working agreement. The agreements have been posted on the UK CAA website and can be found by clicking here.
On March 14, the Civil Aviation Authority of the United Kingdom posted details of new implementing procedures agreed to under the bilateral aviation safety agreement (BASA) between the UK and the United States.
“The agreements ensure that the level of cooperation between the two authorities and their systems will remain the same if the UK leaves the European Union without a negotiated exit in place,” the CAA noted in its release.
Since the UK and EU continue to negotiate the terms of “Brexit,” and with the European parliament agreeing to delay the separation date from late March to early April 2019, the FAA has so far withheld publication of the agreement.
Details of new implementing procedures agreed under the bilateral air safety agreements (BASA) between the UK and US were today discussed with aerospace and aviation industry representatives at an event at the Embassy of the United States in London. Click here to read more.
October 18, 2018
On Oct. 17, representatives from the United Kingdom’s Civil Aviation Authority (UK CAA) briefed ARSA and other aviation organizations on efforts to minimize the disruptive impact of the UK’s scheduled March 29, 2019 exit from the European Union (EU).
To access a PDF copy of the presentation, click here.
In addition to a detailed overview of various Brexit scenarios, the presentation provided links to resources, including the Q&A page established by the UK CAA and EASA (on the last slide).
As described in the presentation, UK regulators are working with counterparts in the United States, Canada and Brazil to update bilateral aviation safety agreements to prevent disruption for industry should the UK not join EASA after Brexit. The UK is also preparing Brexit legislation to, among other things, adopt current EASA regulations and recognize EASA approvals and certificates. However, UK aviation businesses in particular still face significant uncertainty.